• RECORDS AND REPORTS

  • ELECTRONIC FILING SYSTEM

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    The Resident Engineer should use the project’s Construction Team Site to store project documents as detailed below:
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    Electronic Filing Contract Folder System Chart.PNG


    ESTIMATE DOCUMENTATION​

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    Final Estimate – Final Estimate Assembly.  Any document that is required for inclusion in the final estimate.

    Force Account Records – all records required for force account – This should include all spreadsheets, invoices, correspondence relative to force account.

    Leftover Materials – any documentation that is relative to left over material payments.

    Material Prepayments – any documentation relative to material prepayments.

    Partial Estimate – partial estimates paid during the life of the project.

    Pay Adjustments – any documentation relative to pay adjustments.  This may include letters, density information, correspondence from M&T, etc.

    Pay Records – Any documentation relative to pay records. 

    Photogrammetry – Any documentation relative to photogrammetry flight information.

    Workbook Entries – Any documentation relative to workbooks.​​ 



    MATERIALS

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    Asphalt Daily Reports – Electronic M&T 605 form that inspectors can complete

    Asphalt Documents –Electronic M&T 515QA Test Section and Random Location Generator

    Asphalt Gauge – Control Strip –Allows electronic entry of core samples and gauge measurements for setting up control strip

    Asphalt Gauge – Test Section–Allows electronic entry of nuclear gauge records.

    Asphalt QC/QA – QC/QA density documentation

    Proof Rolling Daily Report – Electronic Proof Rolling Report inspector can complete

    Concrete Mix Designs – concrete mix designs approved for the project

    Investigations – documentation from investigations due to material acceptance

    M&T Test Results – Test Results from samples taken not related to asphalt

    Prestressed Concrete – Information relative to prestressed concrete materials.  Not associated with materials received

    Structural Steel - Information relative to structural steel materials.  Not associated with materials received

     

    Sample Book – Electronic Sample Book Entries.  Ability to record sample id number, date, sample type, used for, etc.

     

    Soils Documents - 

    ABC – ABC density documentation

    Embankments – Density documentation for embankments.  Also blasting reports and borrow pit information.

    Subgrade - Density documentation for subgrade



    OTHER
     
    ELECTRONIC FILING SYSTEM - OTHER.png

    Correspondence -

    Contractor – Correspondence to and from contractor

    DBE – Correspondence related to DBEs

    Div – Raleigh – Internal correspondence

    Media – Public – correspondence related to press releases or public information/correspondence

    Other – correspondence that doesn't fall into any of the other categories

    Prompt Payment – correspondence related to prompt payment issues

    Railroad – correspondence related to RR construction or work within RR right of way

    ROW – correspondence related to ROW issues, right of way agreements

    Utility Owners – correspondence related to utility work, 3rd party and municipal work

     

    Photos and Videos -

    Erosion and Permit – pictures and videos from the project relative to erosion control and environmental compliance

    Roadway – pictures and videos from the project relative to roadway construction

    Structures - pictures and videos from the project relative to structure construction

     

    Project Meeting Minutes – minutes from all project meetings​




    PLANS/CONTRACTS
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    Claims – all correspondence and documentation related to claims

     

    Contract Documents -

    Contract – copy of contract, award letter, progress schedule, final inspection, acceptance letter, technical proposals (Design-Build Projects)

    General – general information relative to contract admin.  Final field inspection reports, estimate of quantities, insurance, liability, etc.

    Subcontracts – SAFs, revisions, correspondence relative to subcontractor work on the project

    Supplemental Agreements – executed SAs, documentation relative to agreement of prices, backup documentation

     

    Plans -

    FEMA Certifications – FEMA certifications for bridge projects

    Individual Sheets – Individual Plan Sheets based on the plan set (Roadway, TMP, Pavement, EC, signing, etc.)

    Revisions – Plan revisions

    Roadway – plan sets for the various plans included on the project (Roadway, TMP, Pavement, EC, Signing, etc.), Permit documentation

    Structures – plans sets for structures, include construction elevations and other critical design information for structures

    Voided Sheets – sheets voided by revision

     

    Plans As-Builts - 

    As Builts Final – Final As Builts for the project

    As Builts Working-

    Erosion Control – As Builts for erosion control

    Roadway Redlines – As Builts for Roadway Construction

    Structures Redlines – As Builts for Structure Construction

    Utility Redlines – As Builts for Utility Construction 




    REPORTS
     
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    Asphalt Daily Reports – Electronic M&T 605 form that technician can enter asphalt daily reports.  Same folder as shown in Materials

    DBE CUF Assessment – Commercially useful function assessment completed by the RE office

    Proof Rolling Daily Report – Electronic Proof Rolling Report inspector can complete.  Same folder as shown in Materials

     

    Reports -

    Audits – audits performed on the project.  Annual audits, internal audits, M&T, etc.

    Erosion Control – Monthly erosion control reviews performed by EC field staff

    Materials and Test – M&T reports provided during the life of the project.  Not related to materials received.

    Permit Audit – Reviews performed by NCDOT permit compliance staff, outside agencies (DENR, DWQ)

    Scales Checks – scale checks performed on the project

     

    Truck Report – Truck Reports for documentation of trucking

    ​Worksite Audits – Safety worksite audits performed on the project 




    STRUCTURES
     
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    Advance Notice of New Structure Completion – complete form once you know estimated completion date of structure. (Approximately 30 days prior to opening to traffic) 

    Engineer Acceptance Form – Acceptance form for partial or final acceptance of the project.  This form is also used to accept the Bridge Deck & Rail per Article 105-17

    Notice of Vertical Clearance Change - form to complete anytime a change in the vertical clearance occurs – new bridges, signs, resurfacing under existing structures

    Project Structures – List of all structures on a project.  If this list is not pre-populated, each structure should be entered, and appropriate details filled in.

    ​​Structure Inspection Forms – Location for uploading the following structure forms (Drilled Shafts, Pile Driving Log, and High Strength Bolts).  The forms can be found in Construction Resources and once completed, can be uploaded here.  (Structure Inspection Forms Help Video)  By entering the appropriate structure details (i.e. Structure #, Bent #, Pile #, etc.) for each form, reports will be able to be linked to the structures listed in the Project Structures list for better tracking and future reference.  




    CONTRACT
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    Submittals Response - Documentation relative to submittal receipt response to contractors

    Submittals Review - Internal correspondence relative to the review of submittals. 

    Utilities – documentation relative to utility relocation.  Includes utility agreements, reviews by municipalities, reimbursable expenses, etc.


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    In addition to the project site folders, there is the Contract Administration Dashboard. All documents associated with federal requirements should be stored in the dashboard.

    ​FAP-1 Reports—certified payrolls from prime and subs.  Correspondence regarding payrolls to and from contractors (i.e. FAP-2's and FAP-3's). 

    FHWA 1391

    OJT – Documentation related to OJT program. 

    Wage Rate Interviews Tracker– wage rate interviews 


  • RECORDS AND REPORTS

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